Stock Exchange Operations

₹125.00

Tax excluded

Add Reviews

Priyanka Singh

BBA, Karnatak University, Sixth Semester

Syllabus

CODE-6F3: STOCK EXCHANGE OPERATION

Total Hrs: 50 Workload: 4 Hrs/Week

Module-I (6 Hrs)

Stock Exchanges: Introduction: Meaning, Definition, Growth of Stock Exchange, Growth Pattern of Listed Stock, Stockbrokers, Functions of a Stock Exchange, Trading in Stock Exchange, Margin Trading.

Module-II (10 Hrs)

Regulations Relating to Stock Exchanges, Surveillance at Stock Exchange, Forward Trading, Weaknesses of Badla System, Ban of Badla, Stock Index Futures, Bombay Stock Exchange, National Stock Exchange, Over the Counter Exchange of India (OTCEI).

Module-III (8 Hrs)

SEBI and Regulation of Primary and Secondary Markets: Introduction, Primary Market, Regulation of Public Issues.

Module-IV (10 Hrs)

SEBI Guidelines for Debentures, Non-Convertible Debentures (NCD) and Partially Convertible Debentures (PCD), Issues of Shares, Underwriting of Shares.

Module-V (10 Hrs)

SEBI Guidelines: Basis for Issue Price (Premium Issues), Norms about Publicity, Minimum Issued Captial, Public Offer and Number of Shareholders, New Issue Publicity, SEBI Guidelines for Issue of Advertisement, Allotment, Listing on over the Counter Exchange of India, Secondary Market, Powers Delegated to SEBI Under SE ® Act, Registration of Members of Stock Exchange, SEBI: Stockbrokers and Sub- Brokers Regulations, Prohibit ion of Fradulent and unfair. Demat:- Meaning.

Module-VI (6 Hrs)

Listing of Securities: Meaning, Merits of Listing, Qualifications for Listing Delisting, Compulsory, Voluntary, Recent Development.

Reference KUD2020/BBA/6/04

In stock 45 Items

Condition New product

Be the first to write your review!