Institutional Framework For Business

Syllabus

PAPER V: INSTITUTIONAL FRAMEWORK FOR BUSINESS

UNIT I

Introduction to Indian Regulatory Environment for Business, Role and Functions of RBI, Structure of Commercial Banking in India, Mandatory Provisions Regarding SLR and CRR, NABARD: Role and Functions, EXIM Bank and its Facilitative Role, SIDBI and its Various Schemes for Promotion of Small Business, Microfinance Institutions and Regional Rural Banks, Scope and Functions of IRDA.

UNIT II

Regulatory Body for Financial and Investment Market in India: SEBI- Roles and Functions, Important Guidelines for Issue of Capital Intermediaries /Market Infrastructure Institutions: Role and Functions of Bankers to Issue, Registrar To the Issue, Credit Rating Agencies, Merchant Banks, Mutual Funds, Portfolio Managers., Underwriters.

UNIT III

Role and Functions of Stock Exchanges in India, Prominent Stock Exchanges in India - BSE and NSE, Different Types of Instruments and Brokers: Equity and Equity Derivatives, Corporate Debt Market Segment, Commodities Derivatives Market Segment, Interest and Currency Market Segments, Role of Depositories.

UNIT IV

Overview of Functions of: Competitive Commission of India, National Company Law Tribunal Towards Insolvency and Bankruptcy Code, Department of Industrial Policy and Promotion for FDI in India and its Guidelines.