Financial Market Operations Book B.Com 6th Sem U.P

Unit

Topics

No. of

Lectures

I

Financial Markets an Overview: Meaning of Financial Market and its Significance in the Financial System. Financial Markets in the Organised Sector - Industrial Securities Market, Government Securities Market, Long-Term Loans Market, Mortgages Market, Financial Guarantee Market, Meaning and Structure of Money Market in India, Characteristics of a Developed Money Market, Significance and Defects of Indian Money Market.

17

II

Capital Market: New Issue Market - Meaning and Functions of New Issue Market, Instruments of New Issues, Players and their Role in the New Issue Market, Issue-Pricing and Marketing. Defects and Remedies of New Issue Market.

26

III

Secondary Market: Functions and Role of Stock Exchange; Listing Procedure and Legal Requirements; Public Stock Exchanges-NSE, BSE and OTCEI. Functionaries on Stock Exchanges: Brokers, Sub Brokers, Market Makers, Jobbers, Portfolio Consultants, Institutional Investors.

16

IV

Investor Protection: Grievances Concerning Stock Exchange Dealings and their Removal, Demat Trading.

SEBI Guidelines - Primary Market, Secondary Market and the Protection of Investor’s Interest, NCLT & NCLAT.

16